lecture 8

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< An introduction to Leibniz algebra cohomology
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Author: Dr. Jan A. Sanders, Vrije Universiteit Amsterdam

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The trace and Killing form

Let R be \mathbb{C} and \dim_\mathbb{C}\mathfrak{a}<\infty. Then define K_\mathfrak{a}\in C^2(\mathfrak{g},\mathbb{C}) by

K_\mathfrak{a}(x,y)=\mathrm{tr}(d_+^{(0)}(x) d_+^{(0)}(y))

In the case \mathfrak{a}=\mathfrak{g} and d_+^{(0)}=\mathrm{ad}_+, this is called the Killing form. In general, one calls K_\mathfrak{a} the trace form.

example

Let \mathfrak{g}=\mathfrak{sl}_2 and \mathfrak{a}=\R^2, with the standard representation (see Lecture 1). Then

K_{\R^2}(M,M)=0, \quad K_{\R^2}(M,N)=1,\quad K_{\R^2}(M,H)=0,
K_{\R^2}(N,M)=1, \quad K_{\R^2}(N,N)=0,\quad K_{\R^2}(N,H)=0,
K_{\R^2}(H,M)=0, \quad K_{\R^2}(H,N)=0,\quad K_{\R^2}(H,H)=2.

proposition

K_\mathfrak{a} is symmetric.

proof

This follows from \mathrm{tr}(AB)=\mathrm{tr}(BA).\square

proposition

K_\mathfrak{a} is \mathfrak{g}-invariant, that is, K_\mathfrak{a}\in C^2(\mathfrak{g},\mathbb{C})^\mathfrak{g} .

proof

Given the trivial action of \mathfrak{g} on \mathbb{C}, one has

d^{(2)}(x)K_\mathfrak{a}(y,z)=-K_\mathfrak{a}([x,y],z)-K_\mathfrak{a}(y,[x,z])
=-\mathrm{tr}(d_+^{(0)}([x,y]) d_+^{(0)}(z))-\mathrm{tr}(d_+^{(0)}(y) d_+^{(0)}([x,z]))
=-\mathrm{tr}(d_+^{(0)}(x) d_+^{(0)}(y) d_+^{(0)}(z))+\mathrm{tr}(d_+^{(0)}(y) d_+^{(0)}(x) d_+^{(0)}(z))  -\mathrm{tr}(d_+^{(0)}(y) d_+^{(0)}(x)d_+^{(0)}(z))+\mathrm{tr}(d_+^{(0)}(y) d_+^{(0)}(z)d_+^{(0)}(x))
=0

proposition

d^2 K_\mathfrak{a}\in C_{\wedge}^3(\mathfrak{g},\mathbb{C})

proof

From the \mathfrak{g}-invariance it follows that

d^2 K_\mathfrak{a}(x,y,z)=K_\mathfrak{a}(x,[y,z])

Furthermore,

K_\mathfrak{a}(x,[z,y])=\mathrm{tr}(d_+^{(0)}(x) d_+^{(0)}([z,y]))
=-\mathrm{tr}(d_+^{(0)}(x) d_+^{(0)}([y,z]))
=-K_\mathfrak{a}(x,[y,z])

and

K_\mathfrak{a}(z,[x,y])=-K_\mathfrak{a}(z,[y,x])=K_\mathfrak{a}([y,z],x)=K_\mathfrak{a}(x,[y,z])\square

corollary

Let \mathfrak{g} be a Lie algebra. Then

[d^2 K_\mathfrak{a}]\in H_{\wedge}^3(\mathfrak{g},\mathbb{C})

Observe that this class is not trivial, since K_\mathfrak{a} is symmetric, not antisymmetric.

musical maps

Let \mathfrak{g}^\star=C^1(\mathfrak{g},\mathbb{C}) and define \flat: \mathfrak{g}\rightarrow \mathfrak{g}^\star by

\flat(x)(y)=K_\mathfrak{a}(x,y)

proposition

\flat\in Hom_\mathfrak{g}(\mathfrak{g},\mathfrak{g}^\star)

proof

\flat([x,y])(z)=K_\mathfrak{a}([x,y],z)
=-K_\mathfrak{a}(y,[x,z])
=-\flat(y)([x,z])
=d^{(1)}(x)\flat(y)(z)

or \flat([x,y])=d^{(1)}(x)\flat(y)\quad \square.

Define

\sharp:\mathfrak{g}^\star\rightarrow \mathfrak{g}

by

K_\mathfrak{a}(\sharp(c^1),y)=c^1(y)

Then

K_\mathfrak{a}(x,y)=\flat(x)(y)=K_\mathfrak{a}(\sharp(\flat(x)),y),

or x-\sharp(\flat(x))\in \ker K_\mathfrak{a}.

proposition

\ker K_\mathfrak{a} is an ideal.

proof

Let y\in\ker K_\mathfrak{a}, that is K_\mathfrak{a}(x,y)=0 for all x\in\mathfrak{g}. Then it follows from the invariance of K_\mathfrak{a} that

K_\mathfrak{a}([y,x],z)+K_\mathfrak{a}(y,[x,z])=0

and therefore K_\mathfrak{a}([y,x],z)=0 for all z\in\mathfrak{g}. This shows that [\mathfrak{g},\ker K_\mathfrak{a}]\subset \ker K_\mathfrak{a}. The statement that [\ker K_\mathfrak{a},\mathfrak{g}]\subset \ker K_\mathfrak{a} follows by a symmetry argument.

definition

A Leibniz algebra \mathfrak{g} is called simple if [\mathfrak{g},\mathfrak{g}]\neq 0 and \mathfrak{g} contains no ideals besides 0 and itself.

proposition

If \mathfrak{g} is simple, then \mathfrak{g}=[\mathfrak{g},\mathfrak{g}].

proof

[\mathfrak{g},\mathfrak{g}]\neq 0 is an ideal, so it must equal [\mathfrak{g},\mathfrak{g}]=\mathfrak{g}.

proposition

If K_\mathfrak{a} is nonzero, and \mathfrak{g} is simple, then \flat is injective.

proof

Let x\in\ker\flat. Then 0=\flat(x)(y)=K_\mathfrak{a}(x,y) for all y\in\mathfrak{g}, that is, x\in \ker K_\mathfrak{a}. But \ker K_\mathfrak{a} must be zero, so x=0.

proposition

Let \mathfrak{h} be an ideal in \mathfrak{g}. Define

\mathfrak{h}^\perp=\{x\in\mathfrak{g}|K_\mathfrak{g}(x,y)=0 \quad \forall y\in \mathfrak{h}\}

Then \mathfrak{h}^\perp is an ideal in \mathfrak{g}.

proof

Let g\in\mathfrak{g}, h\in\mathfrak{h} and k\in\mathfrak{h}^\perp. Then

K_\mathfrak{g}([g,k],h)=-K_\mathfrak{g}(k,[g,h])=0

This shows that [\mathfrak{g},\mathfrak{h}^\perp]\subset \mathfrak{h}^\perp and similarly [\mathfrak{h}^\perp,\mathfrak{g}]\subset \mathfrak{h}^\perp.

definition

One defines a series of ideals of \mathfrak{g}, the derived series, as follows.

\mathfrak{g}^{(0)}=\mathfrak{g}
\mathfrak{g}^{(i+1)}=[\mathfrak{g}^{(i)},\mathfrak{g}^{(i)}]

If, for some n\in\mathbb{N}, \mathfrak{g}^{(n)}=0 then \mathfrak{g} is called solvable.

well defined

\mathfrak{g}^{(0)} is an ideal in \mathfrak{g}. Suppose that \mathfrak{(i)} is an ideal for i=0,\dots,n. Then

[\mathfrak{g},\mathfrak{g}^{(n+1)}]=[\mathfrak{g},[\mathfrak{g}^{(n)},\mathfrak{g}^{(n)}]]
\subset [[\mathfrak{g},\mathfrak{g}^{(n)}],\mathfrak{g}^{(n)}]+[\mathfrak{g}^{(n)},[\mathfrak{g},\mathfrak{g}^{(n)}]]
\subset [\mathfrak{g}^{(n)},\mathfrak{g}^{(n)}]=\mathfrak{g}^{(n+1)}

The inclusion [\mathfrak{g}^{(n+1)},\mathfrak{g}]\subset \mathfrak{g}^{(n+1)} follows in a similar way. By induction it follows that all the g^{(i)}'s are ideals in \mathfrak{g}

corollary

For i\leq j, \mathfrak{g}^{(j)} is an ideal in \mathfrak{g}^{(i)}.

remark

If \mathfrak{g} is solvable (that is, \mathfrak{g}^{(n)}=0 for some n), then it contains an abelian ideal (namely \mathfrak{g}^{(n-1)}).

proposition

If \mathfrak{g} is solvable, then all its subalgebras and homomorphic images are.

proof

Let \mathfrak{h} be a subalgebra. Then \mathfrak{h}^{(0)}\subset\mathfrak{g}^{(0)}. Assume \mathfrak{h}^{(i)}\subset\mathfrak{g}^{(i)}. Then

\mathfrak{h}^{(i+1)}=[\mathfrak{h}^{(i)},\mathfrak{h}^{(i)}]\subset [\mathfrak{g}^{(i)},\mathfrak{g}^{(i)}]=\mathfrak{g}^{(i+1)}

and the statement is proved by induction. Similarly, let \phi:\mathfrak{g}\rightarrow \mathfrak{h} be surjective, and assume \phi:\mathfrak{g}^{(i)}\rightarrow \mathfrak{h}^{(i)} to be surjective. Then

\phi(\mathfrak{g}^{(i+1)})=\phi([\mathfrak{g}^{(i)},\mathfrak{g}^{(i)}])=[\phi(\mathfrak{g}^{(i)}),\phi(\mathfrak{g}^{(i)})]= [\mathfrak{h}^{(i)},\mathfrak{h}^{(i)}]=\mathfrak{h}^{(i+1)}

proposition

If \mathfrak{h} is a solvable ideal such that \mathfrak{g}/\mathfrak{h} is solvable, then \mathfrak{g} is solvable.

proof

Say (\mathfrak{g}/\mathfrak{h})^{(n)}=0. Let \pi:\mathfrak{g}\rightarrow \mathfrak{g}/\mathfrak{h} be the canonical projection. Then \pi(\mathfrak{g}^{(n)})=(\mathfrak{g}/\mathfrak{h})^{(n)}=0 or \mathfrak{g}^{(n)}\subset \mathfrak{h}. Since \mathfrak{h}^{(m)}=0, \mathfrak{g}^{(n+m)}=(\mathfrak{g}^{(n)})^{(m)}\subset \mathfrak{h}^{(m)}=0, implying the statement.

proposition

If \mathfrak{h}, \mathfrak{k} are solvable ideals of \mathfrak{g}, then so is \mathfrak{h}+\mathfrak{k}.

proof

One has

(\mathfrak{h}+ \mathfrak{k})/\mathfrak{k}\equiv \mathfrak{h}/(\mathfrak{h}\cap \mathfrak{k})

Since \mathfrak{h} is solvable, so is \mathfrak{h}/(\mathfrak{h}\cap \mathfrak{k}). But this implies that \mathfrak{h}+\mathfrak{k}, since \mathfrak{k} is solvable.

propostion

If \dim \mathfrak{g}<\infty, there exists a unique maximal solvable ideal in \mathfrak{g}, the radical of \mathfrak{g}, denoted by \mathrm{Rad\ }\mathfrak{g}.

proof

Let \mathfrak{s} be a maximal solvable ideal in \mathfrak{g}. Suppose \mathfrak{h} is another solvable ideal. Then \mathfrak{s}+\mathfrak{h}\supset \mathfrak{s} is solvable, and by the maximality, \mathfrak{s}+\mathfrak{h}= \mathfrak{s}, that is, \mathfrak{h}\subset\mathfrak{s}.

definition

A Leibniz algebra \mathfrak{g} is called semisimple if \mathrm{Rad\ }\mathfrak{g}=0.

proposition

If \mathfrak{g} is simple, it is semisimple

proof

For a simple Leibniz algebra the derived series is stationary, that is, \mathfrak{g}^{(i)}=\mathfrak{g} for all i\in\mathbb{N}. The only other possible ideal is 0, so this must be \mathrm{Rad\ }\mathfrak{g}.

proposition

\mathfrak{g}/\mathrm{Rad\ }\mathfrak{g} is semisimple.

proof

Let [\mathfrak{h}] be a nonzero solvable ideal in \mathfrak{g}/\mathrm{Rad\ }\mathfrak{g} . Then \mathfrak{h}+\mathrm{Rad\ }\mathfrak{g} strictly contains \mathrm{Rad\ }\mathfrak{g}, which is in contradiction with its maximality. Thus \mathfrak{h}\subset \mathrm{Rad\ }\mathfrak{g}, that is, [\mathfrak{h}] is the zero ideal in \mathfrak{g}/\mathrm{Rad\ }\mathfrak{g}.

proposition

If \ker K_\mathfrak{g}=0, then \mathfrak{g} is semisimple.

proof

Let \mathfrak{h} be an abelian ideal of \mathfrak{g}. Take h\in\mathfrak{h}, g\in\mathfrak{g}. Then ad_+(h)ad_+(g) maps \mathfrak{g} to \mathfrak{h}. Thus (ad_+(h)ad_+(g))^2=0. This implies that

K_\mathfrak{g}(h,g)=\mathrm{tr}(ad_+(h)ad_+(g))=0

In other words, \mathfrak{h}\subset\ker K_\mathfrak{g}=0. If there are no abelian ideals, then there are no solvable ideals besides 0, that is, \mathfrak{g} is semisimple.

theorem

Let \mathfrak{g} be a solvable subalgebra of \mathfrak{gl}(\mathfrak{a}), \dim\mathfrak{a}<\infty. If \mathfrak{a}\neq 0, then \mathfrak{a} contains a common eigenvector for all endomorphisms in \mathfrak{g}.

proof

Induction on \dim\mathfrak{g}. Since \mathfrak{g} is solvable, it properly contains \mathfrak{g}^{(1)}=[\mathfrak{g},\mathfrak{g}], otherwise \mathfrak{g}^{(i)}=\mathfrak{g} for i\in\mathbb{N}. Since \mathfrak{g}/[\mathfrak{g},\mathfrak{g}] is abelian, subspaces are ideals. Take a subspace of codimension one. Then the inverse image \mathfrak{h} in \mathfrak{g} is an ideal of codimension one which includes [\mathfrak{g},\mathfrak{g}]. \mathfrak{h} is solvable, and by the induction assumption there exists a vector a\in\mathfrak{a} such that a is an eigenvector for each h\in\mathfrak{h}, that is,

h a=\lambda(h)a,\quad\lambda\in C^1(\mathfrak{h},\mathbb{C})

(the exceptional case here is when \dim \mathfrak{h}=0. In that case, \mathfrak{g} onedimensional and abelian, so one takes an eigenvector of a generator of \mathfrak{g}). Let

\mathcal{W}=\{a\in\mathfrak{a}|x a=\lambda(x)a \quad \forall x\in \mathfrak{h}\}

Now for x\in\mathfrak{g} and y\in\mathfrak{h} one finds

y x w=x y w-[x,y] w=\lambda(y) x w-\lambda([x,y])w.

If one can prove that \lambda([x,y])=0 then \mathcal{W} is invariant under the action of \mathfrak{g}.

Fix x\in \mathfrak{g}, w\in\mathcal{W}. Let n>0 be the smallest integer such that w, xw, \dots, x^n w are linearly dependent. Let \mathcal{W}_0=0 and \mathcal{W}_i be the subspace of \mathfrak{a} spanned by w, xw,\dots, x^{i-1} w. It follows that \dim\mathcal{W}_n=n and W_{n+i}=W_n, i\geq 0. Each \mathcal{W}_i is invariant under y\in\mathfrak{h}. The matrix of y is upper triangular with eigenvalue \lambda(y) on the diagonal. This implies \mathrm{tr}_{\mathcal{W}_i}(y)=i\lambda(y). Since [x,y]\in\mathfrak{h}, one also has

\mathrm{tr}_{\mathcal{W}_n}([x,y])=i\lambda([x,y])

Both x and y leave \mathcal{W}_n invariant, so the trace of [x,y] must be zero. Thus n\lambda([x,y])=0. This shows that \mathcal{W} is invariant under the action of \mathfrak{g}.

Write \mathfrak{g}=\mathfrak{h}+\mathbb{C} z. Let w_0 \in\mathcal{W} be an eigenvector of z (acting on \mathcal{W}). Then w_0 is a common eigenvector of \mathfrak{g}.

definition (flag)

Let \mathfrak{a} be a finite dimensional vectorspace (\dim\mathfrak{a}=n). A flag is a chain of subspaces

0=\mathfrak{a}_0\subset\mathfrak{a}_1\subset\dots\subset\mathfrak{a}_n=\mathfrak{a},\quad \dim\mathfrak{a}_i=i

If x\in\mathrm{End}(\mathfrak{a}), one says that x leaves the flag invariant if x \mathfrak{a}_i\subset \mathfrak{a}_i for i=1,\dots,n.

theorem (Lie)

Let \mathfrak{g} be a solvable subalgebra of \mathfrak{gl}(\mathfrak{a}), \dim\mathfrak{a}=n<\infty. Then \mathfrak{g} leaves a flag in \mathfrak{a} invariant.

proof

It follows from the proof above that there exists a codimension one \mathfrak{g}-invariant subspace. Let that be \mathfrak{a}_{n-1}. Repeat the argument starting with \mathfrak{a}_{n-1} instead of \mathfrak{a}_{n} and use induction.

lemma

Let \mathfrak{g} be solvable. Then there exists a flag of ideals

0=\mathfrak{g}_0\subset\mathfrak{g}_1\subset\dots\subset\mathfrak{g}_n=\mathfrak{g},\quad \dim\mathfrak{g}_i=i

proof

Let d_+^{(0)}:\mathfrak{g}\rightarrow \mathfrak{gl}(\mathfrak{a}) be a finite dimensional representation of \mathfrak{g}. Then d_+^{(0)}(\mathfrak{g}) is solvable, and stabilizes a flag in \mathfrak{a}. Take \mathfrak{a}=\mathfrak{g} and d_+^{(0)}=\mathrm{ad}_+, then the \mathfrak{g}_i are ideals (since they are \mathfrak{g}-invariant) and they obey the flag condition.

lemma

Let \mathfrak{g} be solvable. Then x\in\mathfrak{g}^{(1)} implies that \mathrm{ad}_\mathfrak{g}(x) is nilpotent.

proof

From the flag of ideals construct a basis. relative to this basis the matrix of \mathrm{ad}_\mathfrak{g}(y), y\in \mathfrak{g}, is upper triangular. Thus the matrix of \mathrm{ad}_\mathfrak{g}(x), x\in \mathfrak{g}^{(1)} is strictly upper triangular, and therefore nilpotent.

remark

In the next lecture it is shown that this implies that \mathfrak{g}^{(1)} is nilpotent (to be defined).

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