Zinn-Justin equation
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| Jean Zinn-Justin (2009), Scholarpedia, 4(1):7120. | doi:10.4249/scholarpedia.7120 | revision #55926 [link to/cite this article] | |||||||||||||||||||
Quantum field theories in a naive formulation lead to physical results plagued with infinities due to short distance singularities and require a regularization, operation by which their short-distance structure below a cut-off scale is modified in an unphysical way. For a class of quantum theories called, therefore, renormalizable, it is possible to construct a theory finite when the cut-off is removed by rendering the parameters of the initial Lagrangian cut-off dependent, a mathematical procedure called renormalization and whose deep meaning can only be understood in the framework of the renormalization group.
Non-Abelian gauge theories are quantum theories at the basis of the Standard Model of particle physics (that describes fundamental interactions at the microscopic scale); their mathematical consistency requires their renormalizability and the preservation of some form of gauge invariance by the renormalization process. At the beginning of the 1970s, much effort was devoted to the proof of the perturbative renormalizability of non-Abelian gauge theories. Initial arguments based on Feynman diagrams ('t Hooft and Veltman 1972), and Lee-Zinn-Justin's proof (1972), based on Slavnov-Taylor identities (Slavnov 1972), (Taylor 1971), were simplified and generalized with the use of the BRST symmetry, discovered by Becchi, Rouet, Stora (1974,1975,1976) and by Tyutin (1975), that generalizes gauge invariance in this context. A general proof of renormalizability of non-Abelian gauge theories is based on the master equation, also called Zinn-Justin equation (Zinn-Justin, 1974). The Zinn-Justin equation (ZJ equation) is a quadratic equation satisfied both by the so-called one particle irreducible generating functional of Green's functions (or correlation functions) and by the quantized action. The ZJ equation can be shown to be perturbatively stable under renormalization. The general solution of this equation, taking into account locality, power counting and ghost number conservation, gives the general form of the renormalized action. In particular, the ZJ equation implies independence of physical observables from the gauge fixing procedure required to construct the quantum theory.
Contents |
Non-Abelian gauge theories: Classical field theory
A classical non-Abelian gauge theory is a generalization of Maxwell's Electrodynamics, in which the gauge invariance is based on a non-Abelian gauge group
in place of the Abelian
group underlying Maxwell's theory. We consider here only local field theories, that is, theories in which the action is the space-time integral of a function of fields and their derivatives (the Lagrangian density or simply Lagrangian).
A classical gauge theory is a classical field theory whose action is invariant under gauge transformations. A gauge transformation is a space-time dependent representation of a matrix complex Lie group
, acting on the fields of the theory.
If the group
is non-Abelian, one speaks of non-Abelian gauge transformations and non-Abelian gauge theories. In what follows, in view of physics applications, we restrict the discussion to unitary groups (but orthogonal groups require trivial modifications) and 3+1 space-time dimensions.
Gauge transformations and gauge fields
We assume that matter fields
form complex vectors that, in a gauge transformation, transform like
- (1)
where
smoothly maps the space time to the group
.
To construct a gauge theory, it is necessary to introduce a gauge field (or connection)
, also known as Yang-Mills field, which, for each space-time index
takes values in the Lie algebra of
.
Gauge transformations act on the gauge field as
- (2)
When
is constant for all
, the gauge field
transforms under the adjoint representation of the group
. For generic
the transformed field
is no longer linear in
but affine. The form (2) ensures that
is still valued in the Lie algebra of
.
Covariant derivatives and curvature
In a local, gauge invariant, field theory ordinary derivatives must be replaced by covariant derivatives that, because they transform linearly under gauge transformations, ensure the gauge invariance of the action. Covariant derivatives are constructed using the gauge connection
. Their explicit form depends on the representation under which fields are transforming.
For example, for the matter fields that transform like in (1), the covariant derivative takes the form
and transforms like
- (3)
where the product has to be understood as a product of differential and multiplicative operators.
Covariant derivatives of fields then transforms as
.
As a consequence of the property (3), the commutator
which is no longer a differential operator, is also a tensor (the curvature of the connection) for gauge transformations:
- (4)
It then follows from (4) that the local action for the gauge field
- (5)
is gauge-invariant. (
in (5) will characterize the strength of the interaction in the presence of matter fields.)
More generally, it is important to realize that physical observables are related to gauge-invariant polynomials in the fields.
When in the transformation (2),
is close to the identity, that is, when
,
being a `small' smooth map valued in the Lie algebra of
, the gauge transformation takes the form
- (6)
Equation (6) gives the form of covariant derivative
when it is applied to fields valued in the Lie algebra of
, like
.
Non-Abelian gauge theories: The quantized action
Due to gauge invariance, in non-Abelian gauge theories like in Quantum Electrodynamics (QED), not all components of the gauge field are dynamical and a simple canonical quantization is impossible. However, in non-Abelian gauge theories the methods required for the construction of a quantized theory are more involved than in QED. The construction of local, relativistic-covariant quantum non-Abelian gauge theories, involves the so-called Faddeev-Popov determinant and the introduction of ghost fields and relies on manipulations of field integrals (Faddeev and Popov 1967). BRST symmetry emerges from this formalism. In what follows, as a slight simplification, we discuss only gauge theories without matter, the modifications due to the addition of matter fields being simple (even though, in the case of fermions and chiral gauge invariance it may lead to obstruction to quantization in the form of gauge anomalies).
The quantized gauge action without matter
Following Feynman (1948), one would naively expect the quantum evolution operator to be given by an integral over classical gauge fields of the form
where
is the classical action (5).
However, as a consequence of gauge invariance, the integrand is constant along gauge orbits (the trajectories obtained by starting from one gauge field and acting on it with all gauge transformations) and thus the integral is not defined.
The idea is then to introduce a surface (section) that cuts all gauge orbits once and to restrict the integral to this section with a measure that ensures that all choices of sections are equivalent. This surface is defined by a (Lie algebra valued) constraint of the form
, known as gauge fixing condition or simply gauge fixing. The appropriate integration measure has been identified by Faddeev and Popov and involves the determinant of a linear operator
defined by
where
is the variation of
at first order in
corresponding to the variation of
in (6):
In relativistic-covariant gauges
is typically a differential operator.
For example, in Landau's gauge,
- (7)
It follows from the rules of integration in Grassmann algebras that determinants can be represented by integrals over generators of Grassmann algebras, which are anti-commuting variables (see the section #The origin of BRST symmetry and equation (30) in particular). In gauge theories, this corresponds to introducing two spinless fermion fields
and
, often called Faddeev-Popov ghosts, which are matrices belonging to the Lie algebra of
. Such spinless fermions are unphysical because they violate the spin-statistics theorem. In addition, one introduces a scalar field
, again belonging to the Lie algebra, which is used to enforce the gauge condition
in the field integral (i.e., it acts as a Lagrange multiplier).
The evolution of the quantized gauge theory is then described in terms of an integral over four types of fields,
of the form
- (8)
where
is a local action that reads
- (9)
with
- (10)
Finally, instead of using a constraint of the form
, it is often convenient to impose
and to integrate over the field
with a Gaussian distribution of width
. This procedure corresponds to extending the field integral to a whole neighbourhood of the gauge section and, after the integration over
, it amounts to adding a term quadratic in
to the gauge action,
which becomes
- (11)
In the limit
, Landau's gauge fixing and the correspondent gauge action (10) are recovered.
BRST symmetry of the quantized action
BRST symmetry
Remarkably enough, the quantized action (9), (11), which is no longer gauge-invariant, is invariant, independently of the choice of the gauge condition
, under the following transformations:
- (12)
where
is a Grassmann constant (it thus anticommutes with
and
, and
) and
These transformations, in which bosons are transformed into fermions and conversely, are called BRST transformations and reflect the BRST symmetry of the action.
Another way of expressing the symmetry is based on the introduction of a functional differential operator. Expanding all fields on a basis of (anti-hermitian) matrices
generating the Lie algebra of
,
- (13)
as well as
one can write it in the form (
denotes functional differentiation)
- (14)
Then, the quantized action satisfies
- (15)
In the field integral implementation of BRST symmetry, one must also verify the invariance of the integration measure in (8). This leads to the conditions
- (16)
that is, that the traces of the generators of the Lie algebra of the group
in the adjoint representation (corresponding to the Lie algebra structure constants) must vanish, a property satisfied by compact Lie groups. Note, however, that in presence of matter fields, this condition may apply to generators in other representations and is then only satisfied for semi-simple Lie algebras.
One verifies the very important property that the differential operator (14) satisfies
(nilpotency) so that
can be identified with a cohomology operator. In cohomological terminology, equation (15) states that the quantized action
is BRST closed. Quantities of the form
are said to be BRST exact. The nilpotency of
implies that BRST exact quantities are BRST closed. One verifies that
that is, that the gauge dependent part of the quantum action is BRST exact. This property is very important: it allows proving that gauge-invariant observables are insensitive to a modification of the gauge fixing function
, by using a simple integration by parts in the field integral. However, integration by parts implies acting with
on the left and, thus, commuting derivatives with coefficients in
. This commutation yields again the conditions (16), which we have discussed above.
Gauge independence, in particular, is essential to prove that physical observables satisfy the unitarity requirement, a property that is not obvious for a quantized gauge theory.
BRST invariant solutions
Without entering into too many details, let us point out that one observation facilitates the construction of general BRST invariant polynomials in the fields. Setting,
one verifies that
One then uses the property that Grassmann algebras are graded algebras, that
increases the degree in
while
leaves it unchanged, to expand an equation of the form
in powers of
.
Master (Zinn-Justin) equation
Renormalization
The initial field integral (8) of the quantized gauge theory is not defined, even in the sense of a perturbative expansion: the perturbative expansion is generated by keeping in the exponential the part of the classical action that is quadratic in the fields (free action) and expanding in a formal power series the exponential of the remaining part. This expansion is usefully described in terms of Feynman diagrams, each one representing a Feynman integral contribution to the perturbative series. In perturbation theory, the field integral (8) is not defined because, at space-time dimension
, divergent Feynman integrals (one also speaks of UltraViolet, UV divergences) arise at all orders, corresponding to short distance or large momentum singularities. A first necessary step is called regularization, in which one modifies in some unphysical way the classical action to render the expansion finite. The construction of quantum gauge theories and practical calculations are much simplified if the regularization preserves the BRST symmetry, even if, strictly speaking, this requirement is not mandatory. Different methods are available: one can modify the theory at short distance, in the continuum at a scale specified by a cut-off or by introducing a space-time lattice (lattice gauge theories). In theories without chiral fermion fields a BRST invariant regularization can also be achieved by using the so called dimensional regularization, which is based on the formal analytic continuation of Feynman integrals to arbitrary complex values of the space-time dimension
. When
poles appear in the dimensionally regularized Feynman integrals: these singularities are related to the initial short distance divergences. Renormalization consists into adding to the initial action so-called counter-terms, that is, space-time integrated monomials in the fields and their derivatives, multiplied by constant coefficients diverging when
. The coefficients are then fixed order by order in perturbative expansion in such a way that all singularities are cancelled. When the number of different field monomials, required to render finite the perturbative expansion, is bounded at all orders by some fixed number, one calls the quantum field theory (perturbatively) renormalizable by power counting. Gauge theories with properly chosen gauge sections satisfy this criterion, like, for example, Landau's gauge in (7).
However, in gauge theories one still has to prove that renormalization can be achieved without spoiling the geometric structure that ensures that physical results do not depend on the choice of the gauge section. Initial proofs of gauge independence of the renormalized gauge theory were based on the Slavnov-Taylor identities, suitably extended to the situation of spontaneous symmetry breaking by Lee-Zinn-Justin. A more general and more transparent proof was then given by Zinn-Justin using BRST symmetry and the Zinn-Justin (ZJ) equation. Note that all these proofs apply to compact Lie groups with semi-simple Lie algebras; the simpler Abelian case has to be dealt with by different methods.
Let us point out that if renormalization would preserve the BRST symmetry in the explicit form (12), gauge independence could be proved easily. However, this is not the case because counter-terms have the effect of rescaling fields, for example,
, where
is a divergent constant. Because the gauge transformation of
is affine, the form of the gauge transformation is modified for the rescaled fields. Other fields are similarly renormalized. Moreover, if the gauge fixing function
is not linear in the fields, the gauge fixing equation is also modified and counter-terms quartic in the ghost fields are generated.
ZJ equation
In non-Abelian gauge theories, two BRST variations,
and
, are not linear in the dynamical fields. Local polynomials in the fields of degree larger than one are called composite operators. They generate new divergences and require new types of counter-terms. The renormalization of composite operators can be best discussed by introducing source fields that generate, by functional differentiation, their multiple insertions in correlation (or Green's) functions. We denote by
and
the sources for the
and
, respectively. Then, we consider
such that
- (17)
The source
is a Grassmann (anticommuting) field while
is a complex field, and both are matrices that belong to the Lie algebra.
Using
,
,
and the invariance of the sources under BRST transformation, it follows that
- (18)
.
We can expand
and
on the basis of generators of the Lie algebra as in (13). The ZJ equation then follows directly form BRST symmetry of
and from relations (17), and can be written in the form
- (19)
To discuss in simpler terms equation (19), it is sometimes convenient to add to
the source for the
field:
. Equation (19) then takes the purely quadratic form
- (20)
In contrast with equation (15) where BRST transformations (12) are explicit, equations (19), (20) can be proved to be stable under renormalization, that is, the renormalized action
, sum of the initial quantized action and properly chosen counter-terms, still satisfies equation (19).
Its explicit solution, using locality (the action is a space-time integral over functions of fields and derivatives), power counting, which is a form of dimensional analysis, and ghost number conservation (if one assigns a ghost charge
to
and
to
, the action has total charge 0), yields the general form of the renormalized action. In particular, the renormalized action has still a BRST symmetry but with renormalized fields and parameters. In the example of gauge-fixing functions
linear in the fields, the
-quantum equation of motion yields additional relations between counterterms.
In the simple example of the gauge (7) and in the absence of matter fields, the renormalized action
is then obtained from
by the simple substitutions
(Since only the product
always appears, only the renormalization of
is defined.)
By contrast, when the gauge-fixing function
is not linear in the fields, renormalization generates terms quartic in the ghost fields and, thus, the integration over
and
no longer yields a simple determinant. Nevertheless, the ZJ equation still implies gauge independence (i.e., independence of the gauge section) of physical quantities and, thus, the field theory has the same physical properties. The ZJ equation can also be used to discuss the renormalization properties of gauge-invariant operators, which are related to physical observables.
Finally, note that a (simpler) quadratic equation somewhat analogous to (19), (20) appears in the renormalization of the non-linear sigma model, a quantum field theory renormalizable in 1+1 space-time dimensions with an
orthogonal symmetry, in which the field belongs to a sphere
.
A few properties
What distinguishes most the ZJ equation (20) (or equation (19)) from equation (18) is its quadratic structure, because the transformations of fields depend on the action itself. Thus, several properties of the equation can be understood by studying the more general equation
- (21)
where, with respect to the preceding section, the field
plays the role of the set of commuting fields
and
the field
the role of the set of anticommuting fields
.
For notational simplicity, we replace equation (21) by a formally identical but simpler equation; the generalization to field theory is then straightforward. We assume that
is a smooth function of
real variables
and
generators
of a Grassmann algebra:
, which belongs to the commuting subalgebra and satisfies the equation
- (22)
The index
plays the role of space-time coordinate together with Lorentz and group indices in equation (21). Summation over
replaces integration and summation.
We also consider the differential operator
- (23)
One verifies that equation (22) is the necessary and sufficient condition for
to be a BRST cohomology operator, that is, for
to satisfy
.
Special solutions
It is possible to characterize all solutions of equation (22) of the special form
where
and
are analytic functions of the
s.
Equation (22) is equivalent to a system of two equations, corresponding to the vanishing of the terms of degree one and three in the generators
in (22). The first equation, coming from the linear term, can be more easily expressed by introducing the differential operator
It then takes the form
- (24)
The second equation takes the form
- (25)
where the notation means antisymmetrized over
. From the latter equation, one derives the commutation relation
- (26)
Equation (26) is the compatibility condition for the linear differential system (24). It also implies that the operators
are the generators of a Lie algebra in some non-linear representation. Finally, if
is a first degree polynomial,
are the structure constants of the Lie algebra and equation (25) contains the corresponding Jacobi identity.
Perturbative solutions
We assume that we have found a solution
of equation (22), to which is associated a BRST operator
like in (23), and we look for solutions that can be expanded in terms of a real parameter
in the form
Expanding equation (22) at order
, one obtains the condition
. Thus, one has to find
closed solutions. More generally, at order
the equation can be written as
This reduces the problem of the recursive determination of the coefficients
to an investigation of the properties of the
operator.
Canonical invariance
Equation (22) has properties reminiscent of those of the symplectic form
of classical mechanics; in particular it is invariant under some generalized canonical transformations. Indeed, after the change of variables
,
- (27)
in which
is a function belonging to the anticommuting part of the Grassmann algebra, one recovers equation (22) in the new variables:
The proof goes in two steps, which both involve the anticommutation of
and
or of the corresponding derivatives. One first goes from
to
at
fixed. One finds
Then one changes from
to
:
Collecting all terms, one verifies the property.
Infinitesimal canonical transformations
We now consider infinitesimal canonical transformations of type (27). The function
corresponds to the identity. We then write the function
in terms of a real parameter
as
The variation of
at first order in
is
One thus finds that an infinitesimal canonical transformation generates a BRST exact contribution and, conversely, any infinitesimal addition to
of a BRST exact term
can be generated by a canonical transformation acting on
. One then verifies that, indeed, the additional contributions to the action due to the gauge-fixing procedure can also be generated by such a canonical transformation with
acting on
The origin of BRST symmetry
One might be surprised that quantized gauge theories have this peculiar BRST symmetry.
In fact, BRST symmetry is an automatic property of constraint systems handled in a specific way as we explain now. In particular, in gauge theories it is induced by the constraint of the gauge section (7) but its form is complicated by the choice of coordinates because the equation of the section applies to group elements
, the gauge transformations.
Let
be a set of real quantities satisfying a system
of real equations,
- (28)
where the functions
are smooth, and
is a one-to-one map in some
neighbourhood of
, which can be inverted in
In particular, this implies that equation (28) has a unique solution
. In the neighbourhood of
, the determinant
of the matrix
with elements
does not vanish and thus we choose
such that it is positive.
For any continuous function
we now derive a formal expression
for
that does not involve solving equation
(28) explicitly. We start from the simple identity
where
is Dirac's
. We then change variables
. This generates the Jacobian
. Thus,
- (29)
We replace the
-function by its Fourier representation:
where the
integration runs along the imaginary axis. Moreover, a determinant can be written as an integral over Grassmann variables (i.e., generators of a Grassmann or exterior algebra)
and
in the form
- (30)
Expression (29) then becomes
- (31)
in which
is a constant normalization factor and
- (32)
is a commuting element of the Grassmann algebra.
Somewhat surprisingly, the function
has a new type of symmetry, the BRST symmetry that we now describe.
BRST symmetry
The function
defined by equation (32) is invariant under the BRST transformations
- (33)
and
where
is an anticommuting constant, an additional generator of the Grassmann algebra such that
. Moreover, the integration measure in (31) is also invariant.
The BRST transformation is clearly nilpotent (of vanishing square) since the variation of the variation always vanishes.
Note that the transformations of
and
are identical to the transformations of the fields
and
in (12).
The BRST transformation can also be represented by a Grassmann differential
operator
acting on functions of
:
Then,
One verifies immediately that
The nilpotency of the BRST transformation follows:
- (34)
The differential operator
is a cohomology operator, generalization of the
exterior differentiation of differential forms. In particular, the first term
in the BRST operator is identical to the exterior derivative of differential forms in a formalism in which the Grassmann variables
generate the corresponding exterior algebra.
Equation (34) implies that all quantities of the form
, (BRST exact), are
BRST closed since
. One verifies that the function
(defined in equation (32)) is not only BRST closed but also BRST exact:
The reciprocal property, the meaning and implications of the BRST symmetry follow from some simple arguments based on BRST cohomology.
BRST symmetry and group elements
We now assume that the variables
parametrize locally elements
of a group
in some matrix representation. It is then natural to parametrize the BRST variation of
in terms of an element
of the Lie algebra (being also a generator of a Grassmann algebra) in the form
- (35)
Calculating directly the variation of
from the variation (33) of
, one obtains the relation
The BRST variation of the matrix
is
where the anticommutation of
and
has been used. One recognizes the transformation of the ghost fields in non-Abelian gauge theories (second equation in (12)). Applying then the transformation (35) to the
in (2), one can derive the first equation in (12).
References
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- Barnich, G and Henneaux, M (1994). Renormalization of gauge invariant operators and anomalies in Yang-Mills theory. Physical Review Letters 72: 1588-1591.
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model in
dimensions. Physical Review D14: 2615-2621.
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- Slavnov, A A (1972). Ward identities in gauge theories. Theoretical and Mathematical Physics 10: 99-104.
- Taylor, J C (1971). Ward identities and charge renormalization of the Yang-Mills field. Nuclear Physics B33: 436-444.
- Tyutin, I (1975). Preprint of Lebedev Physical Institute, 39, 1975.
- Weinberg, S (1996). The quantum theory of fields. Vol. 2: Modern Applications. Cambridge University Press, Cambridge. ISBN 0521550025
- Zinn-Justin, J (1975). Renormalization of gauge theories, Bonn lectures 1974, published in Trends in Elementary Particle Physics, Lecture Notes in Physics 37 pages 1-39, H. Rollnik and K. Dietz eds., Springer Verlag, Berlin. ISBN 978-3-540-07160-0
- Zinn-Justin J (1975) in Proc. of the 12th School of Theoretical Physics, Karpacz, Acta Universitatis Wratislaviensis 368.
- Zinn-Justin, J (1984). Renormalization of gauge theories: Non-linear gauges. Nuclear Physics B246: 246-252.
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Internal references
- Carlo Maria Becchi and Camillo Imbimbo (2008) Becchi-Rouet-Stora-Tyutin symmetry. Scholarpedia, 3(10):7135.
- Jean Zinn-Justin and Riccardo Guida (2008) Gauge invariance. Scholarpedia, 3(12):8287.
- Gerard ′t Hooft (2008) Gauge theories. Scholarpedia, 3(12):7443.
- Andrei A. Slavnov (2008) Slavnov-Taylor identities. Scholarpedia, 3(10):7119.
Further reading
- Faddeev, L D and Slavnov, A A (1991). Gauge Fields. Introduction to quantum theory. (2nd edition). Addison-Wesley Publishing Company, T. ISBN 0201524724.
- Itzykson, C and Zuber, J B (2006). Quantum Field Theory. Dover Publications, New York. ISBN 0486445682
- Lai, C H ed. (1981). Gauge Theory of Weak and Electromagnetic Interactions. World Scientific Publishing, Singapore. ISBN 978-9971830236
- Weinberg, S (1996). The quantum theory of fields. Vol. 2: Modern Applications. Cambridge University Press, Cambridge. ISBN 0521550025
- Zinn-Justin, J (2002). Quantum Field Theory and Critical Phenomena (4th edition). Oxford University Press, Oxford. ISBN 0198509235
See also
Gauge invariance, Gauge theories, Slavnov-Taylor identities, Becchi-Rouet-Stora-Tyutin symmetry
| Jean Zinn-Justin (2009) Zinn-Justin equation. Scholarpedia, 4(1):7120, (go to the first approved version) Created: 28 April 2008, reviewed: 7 January 2009, accepted: 7 January 2009 |



